LACBA's 53rd Annual Securities Regulation Seminar

Partner Susan Resley spoke on the panel “Issues in SEC Examinations and Enforcement Actions” at the Los Angeles County Bar Association’s 53rd Annual Securities Regulation Seminar.

This event, held virtually on October 29, brought together senior officials from the Securities Exchange Commission, the US Department of Justice, representatives from other regulatory agencies and leading private practitioners to discuss current events and developments in securities and corporate law. The conference was jointly sponsored by the Business Law Section of LACBA and the Securities and Exchange Commission.