Webinars
Regulatory & Compliance and Key Operational Issues
| Thursday, March 17, 2022 |
| 12:00 PM - 01:30 PM ET |
| 09:00 AM - 10:30 AM PT |
Topics to include regulatory and compliance matters, fund marketing and offering of interests, placement and distribution arrangements, investment adviser registration, CPO/CTA registration, subscription agreements, and derivatives.
CLE credit: CLE credit in CA, IL, NY, OR, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).
