Proposed Amendments to the Names Rule: Issues and Observations

Following a 3-1 vote on May 25, 2022, the US Securities and Exchange Commission (SEC) proposed amendments to Rule 35d-1 under the Investment Company Act of 1940 (the Names Rule).

Please join our panel of registered fund lawyers for an overview of the proposed rule and potential issues and implementation items for new entrants and existing issuers alike to consider.