Conferences and Speeches

Investment Adviser Association 2023 Compliance Workshops

Wednesday, November 15, 2023
08:30 AM - 01:45 PM Eastern Standard Time

Partner Christine Ayako Schleppegrell will participate in the 2023 Investment Adviser Association Compliance Workshops in Chicago. Christine will speak on the panel New and Notable Focus Areas in SEC Examinations, which will provide guidance on how to prepare for new focus areas of these examinations, including risk alerts, off-channel communications, and more.