The SEC San Francisco Regional Office: A Historical Perspective

In celebration of a new gallery on the history of the US Securities and Exchange Commission’s Regional Offices, the SEC Historical Society invites you to attend a special program on the evolution of the San Francisco Regional Office.

The office has jurisdiction over Northern California, Washington, Oregon, Alaska, Montana, and Idaho and has been involved in some of the most high-profile SEC investigations of Silicon Valley companies.

Please join us for a conversation with the current and five former regional directors of the office, whose leadership of the San Francisco Regional Office spans the last 30 years. They will discuss a range of topics that have impacted and defined the office over time.

TOPICS WILL INCLUDE:

• The impact of technological advances
• Seminal enforcement cases
• Evolving programs and staffing
• Unique traditions and culture
• The working relationships with SEC headquarters, state and local authorities, exchanges, and other entities

MODERATOR

G. Jeffrey Boujoukos
Partner, Morgan Lewis
Former Regional Director, Philadelphia Regional Office (2016–2020)

SPEAKERS

Monique Winkler
Regional Director, San Francisco Office (2022–present) 

Erin Schneider
Former Regional Director, San Francisco Office (2019–2022)

Jina Choi
Former Regional Director, San Francisco Office (2013–2018)

Marc Fagel
Former Regional Director, San Francisco Office (2008–2013)

Helane Morrison
Former Regional Director, San Francisco Office (1999–2007)

David Bayless
Former Regional Director, San Francisco Office (1994–1999)

REGISTRATION

To register, please email Kate Koster with your name, employer, and job title.