2024 Research Roundtable

Join your legal and compliance peers for a discussion on the current state of regulation for equity and debt research.

TOPICS WILL INCLUDE:

• Payment for research: The evolving US and EU regulatory environment, its impact on practices around payment for research, and where we stand now
• The use of artificial intelligence (AI) to create, disseminate, and oversee content: An open discussion on the current regulatory framework (are changes necessary?); the impact on FINRA research rules; a Section 28(e) analysis; and the review and supervision of generative AI content and products
• Corporate access and cross-border practices: Considerations for avoiding the trap of research regulation