GIPS-compliant firms are required to comply with all applicable laws and regulations regarding the calculation and presentation of performance. While there are many similarities between the rules and regulations of the SEC and the GIPS standards, there are also some notable differences. This session will compare and contrast various requirements of the SEC and GIPS standards, including those relating to record keeping, portability, and disclosures, and provide practical guidance for ensuring compliance with both.
At the ACA Compliance Conference, partner Steven Stone will participate as a panelist for "Key Issues: SEC vs GIPS."
Thursday, April 23, 2015
JW Marriott Marquis
255 Biscayne Boulevard Way
Miami, FL 33131