Morgan Lewis partner Richard F. Morris will be a panelist at the ACA Morgan Lewis Compliance Roundtable.
A complimentary workshop designed to assist broker-dealer and investment adviser compliance professionals in dealing with current tough regulatory challenges. Industry-knowledgeable speakers and panelists from the SEC, FINRA, ACA, and Morgan Lewis will discuss topics relevant to regulatory requirements.
Thursday, November 8, 2012
8:30-11:30 am ET
1701 Market Street