Event

Advertising: Advisers, Broker-Dealers, and Funds

January 30, 2018
03:00 PM - 04:00 PM ET

Please join us for a timely update on advertising.

  • What is an “advertisement”?
  • What rules apply: advisers, broker-dealers, public funds
  • What you can and cannot say
  • Performance or: How to not lie with numbers 
  • The importance of clear disclosure in close proximity
  • Examples of bad ads

Questions? Please contact Lindsay Levine.

CLE credit: CLE credit is currently pending approval in PA and NJ (via reciprocity).