CLE Courses

Advertising Investment Products and Services

February 08, 2019
12:00 PM - 01:00 PM

Please join us for an overview of advertising investment products and services. 

TOPICS WILL INCLUDE:

  • Overview of Landscape
  • What’s in Scope as Marketing Material
  • SEC Requirements & Practices
  • CFTC / NFA Requirements & Practices
  • Focus on Private Funds
  • Special Topics:
    • OCIE (SEC) Guidance
    • GIPS Update
    • Social Media

CLE credit: CLE credit is currently pending approval in FL, PA, NY and NJ (via reciprocity).