Partner Ben Indek will moderate a panel at the AICPA and SIFMA Financial Management Society Conference on the Securities Industry.
The National Conference on the Securities Industry, hosted by the American Institute of CPAs (AICPA) and SIFMA’s Financial Management Society, will provide essential updates on evolving securities regulations and compliance requirements.
Hear from senior executives and regulatory policy-makers as they discuss:
The conference will hold an open Q&A session with representatives from the SEC, FINRA and CFTC. CPE credits will be available for this conference.
October 15, 2015 | 9:00–9:50 am
View from the FINRA CEO
Ben Indek, Partner – Morgan Lewis
Richard G. Ketchum, Chairman and Chief Executive Officer - FINRA