Event

ALI CLE Investment Adviser Regulation 2014: Institutional Advisory Legal and Compliance Forum

April 03, 2014

Our experts provide an update on SEC regulatory developments affecting investment advisers generally. They also brief you on recent regulatory developments affecting advisers working in an array of investment spaces, including:

  • Registered and unregistered funds
  • Municipalities and non-profit organizations
  • Retirement assets
  • Commodity and derivative instruments

Jennifer Klass is part of a panel discussing Introductory Remarks; SEC Advisers Act Regulatory and Exam Update.

where
Thomson Hall
195 Broadway 4th Floor
New York City