Current Legal and Compliance Issues Affecting ETF APs and Market Markers

Please join us for breakfast and a one-hour program to discuss issues affecting ETF authorized participants and ETF market makers.

TOPICS WILL INCLUDE:

• Overview of New Non-Transparent Actively -Managed ETFs
• Litigation Developments
• So-called “Heartbeat” Transactions
• Update on ETF Exemptive Rule
• Issues Associated with Marijuana ETFs

For more information on this event, please contact Sharon James at 212-309-6761.