Conferences and Speeches
FIRMA 28th National Risk Management Training Conference
Sunday, April 27, 2014 - Thursday, May 1, 2014 |
01:00 AM Eastern Daylight Time |
Daniel Kleinman will be speaking on The Fiduciary Standard: What Could Change to the DOL Standard Mean. In this session, Attendees will:
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Learn about the Differences between a DOL Fiduciary Standard and an SEC Fiduciary Standard
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Answer your questions about how a change to the DOL Standard could impact your bank’s business
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Get the latest news about actions Congress, FINRA, SEC and DOL are taking to resolve this issue
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Learn how this will change your call center conversations about rollovers from a 401(k) plan