|December 07, 2016|
|02:00 PM - 03:15 PM ET|
|01:00 PM - 02:15 PM CT|
|11:00 AM - 12:15 PM PT|
Jen Klass will speak during an IAA webinar that will address changes the SEC recently adopted to Form ADV Part 1 that require firms to report detailed information about their separately managed accounts (SMAs). Advisers with over $500 million in SMAs will need to provide the gross notional exposure of derivatives and information about borrowings in those accounts, and advisers with over $10 billion in SMAs will report additional data on derivatives use in the SMAs.
This webinar will go through all of the new amendments item-by-item, including a discussion of: