Event

Investment Adviser Compliance Conference 2018

March 15, 2018 {ml-event-to} March 16, 2018

Morgan Lewis partner Steve Stone attended the annual Investment Adviser Compliance Conference 2018. The conference covered a wide range of topics, including strategies for managing an SEC exam; understanding recent custody rule guidance; compliance testing and annual reviews; GIPS compliance and developments; cybersecurity developments; compliance obligations in automated investment advice; advertising, marketing materials and managing social media; third party due diligence; vendor oversight and contracts, and much more.