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MMI’s Update on SEC Conditional Relief for Investment Advisers from Filing and Disclosure Obligations

Thursday, March 19, 2020

Morgan Lewis’s partners Christine Lombardo and Steve Stone spoke at MMI’s members only meeting on March 9, 2020 for a program titled “Update on SEC Conditional Relief for Investment Adviser from Filing and Disclosure Obligations.”

The program covered regulatory relief and assistance by the SEC for investment advisers from various filing and disclosure obligations for companies affected by the Coronavirus. Topics included clear insight into the new relief and who it applies to, identifying and implementing the best approaches, coordination necessary between sponsors and investment managers and other possible types of relief that may be necessary.