Event

Morgan Lewis Hedge Fund University™ SEC Enforcement Trends for Private Fund Managers

Listen to the recording >> | View the slides >> |
Read the report: 2017 Year in Review: Select SEC and FINRA Developments and Enforcement Cases >>


March 29, 2018
12:00 PM - 1:00 PM ET

Please join us for a one-hour webinar that will explore evolving enforcement and examination trends affecting private fund managers. Compliance is growing more complex as the SEC continues to bring its proprietary data analytics to bear on its massive trove of market data and renews its focus on disclosures of fees and expenses and conflicts of interest in the asset management industry.

Our team of investment management lawyers will discuss SEC enforcement and examination priorities for 2018 and also take a look back at some of the high-impact enforcement actions and developments from 2017.

TOPICS WILL INCLUDE:

  • Evolving regulatory trends affecting private fund managers
  • SEC enforcement and examination priorities for 2018
  • High-impact enforcement actions and developments from 2017

QUESTIONS

Contact Bernice Kyereme.

CLE credit: CLE credit in CA, IL, NY, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval via reciprocity.