NABL's 14th Annual Tax & Securities Institute

March 10, 2016 {ml-event-to} March 11, 2016

The Institute will explore the latest developments in the securities law area.

Practitioners and regulators on the “Current Disclosure Issues in Primary Offerings” and “Current Continuing Disclosure Issues” panels will discuss, among other things, GASB 68, voluntary disclosure and amendments to continuing disclosure agreements. In a panel entitled, “What To Do If The SEC Calls,” panelists will discuss the SEC enforcement process and what attorneys representing issuers can expect. “The Underwriter Due Diligence Process” will explore this process from the perspective of in-house counsel, underwriter’s counsel and disclosure counsel, including topics such as what we have learned about underwriter’s due diligence since the 2012 risk alert and the expectations, roles and interaction among the respective counsel and the bankers.

Finally, staff from the MSRB, SEC Office of Municipal Securities, and the SEC Enforcement Division will discuss regulatory initiatives and updates and recent enforcement actions.

CLE credit: Please see the event website for full CLE credit information.