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CLE Courses

New Exchange–Traded Funds Exemptive Rule

Thursday, October 17, 2019

Please join us for a two-hour webinar where we will provide an overview of the new ETF rule and discuss how it impacts new and existing ETF sponsors. We will also discuss compliance developments and attorney conflicts and how it impacts you.

Presenters:

  • John O’Brien
  • Timothy Levin
  • Sarah Riddell

For more information on this event, please contact Sharon James at +1.212.309.7181. 

CLE credit: CLE credit is currently pending in CA, IL, NY, PA via reciprocity in FL and NJ.