Please join us for a multidisciplinary presentation on legislative, regulatory, enforcement, and litigation developments, and their impact on investment advisers, asset management firms, and broker-dealers/FCMs.
This program will be of value to general counsel; compliance officers; and litigation, benefits, and employment attorneys at financial services companies.
Topics of discussion will include:
Tuesday, April 3, 2012
77 West Wacker Drive
Chicago, IL 60601
For additional information, please contact Claire Sherin at firstname.lastname@example.org.
This program has been preapproved for CLE credit in IL. CLE credit is currently pending approval in NY, MO, WI, NJ, TX, VA, and FL.