Choose Site

CLE Courses

SEC and DOL Developments: Focus on Retirement Plan Recordkeepers

Monday, December 9, 2019

Roundtable discussion on the latest regulatory developments (and evolving market practices) that affect retirement plan recordkeepers, including the SEC’s new Regulation Best Interest and related rules and interpretations, what’s next at the DOL, and other impacts.

For more information on thiss event, please contact Sharon James at +1.212.309.7181.

CLE credit: CLE credit is currently pending.