SEC and FINRA Enforcement and Examination Developments

Please join us for a one hour CLE program on the key developments, trends, and cases in the 2019. SEC and FINRA enforcement and examination programs and a look ahead for this year. This presentation will be made by a team from Morgan Lewis and coincides with the publication of the firm’s 14th annual Year in Review desk book covering those topics.

For more information on this event, please contact Sharon James at sharon.james@morganlewis.com.