| Wednesday, February 24, 2016 |
This program will describe key developments in SEC and FINRA enforcement programs, analyze 2015 enforcement statistics, and summarize important cases against broker-dealers and their employees.
For more information or to register, please contact Veda Nieves at vnieves@morganlewis.com.
CLE credit: Live CLE credit is currently pending approval in CA, FL, GA, IL, NC, NJ, (via reciprocity), NY, PA, TX, and VA.