Event

SEC Conference 2015: An Accounting & Reporting Update for Public Companies

August 17, 2015 {ml-event-to} August 18, 2015

Partner Peter Chan will present at the SEC Conference 2015: An Accounting & Reporting Update for Public Companies.

This is the one conference where SEC and PCAOB regulators, Big 4 and other top financial reporting experts join together to give financial professionals an update on the key issues and regulations that impact public company reporting.

SEC Enforcement: The Current Landscape
Monday, August 17, 2015 | 2:00–3:15 pm

Topics to be discussed include:
  • Current investigative priorities
    • Offerings fraud
    • Financial reporting and issuer disclosure
    • FCPA – Foreign Corrupt Practices Act
    • Investment advisor fraud
    • Insider trading
  • Recent cases against issuers and inside accountants
  • Recent cases against auditors
  • The SEC Enforcement Division
    • Triggers for SEC enforcement
    • Section 10A
  • Cross-border enforcement
  • Whistleblower awards update