Event

SIFMA 39th Annual Private Client Conference: Financial Advice in a Rapidly Changing Environment

April 05, 2017 {ml-event-to} April 07, 2017

Steve Stone of Morgan Lewis will participate on the “Regulatory Panel”. The panel of industry and regulatory experts will discuss current legislative and regulatory activities facing private client groups today, including DOL Fiduciary, Senior Investor Issues, suggested changes for FINRA given its new CEO’s feedback solicitation campaign, and the likely focus of the SEC in 2017.