Event

2015 SIFMA Compliance and Legal Society Regional Seminar — Charlotte

September 28, 2015

Litigation partner Amy Greer will speak on the “Hot Topics In Securities Enforcement” panel at SIFMA’s Compliance & Legal Society Charlotte Regional Seminar.

This one day seminar will feature presentations by leading securities regulators and industry professionals. Other topics include increasing criminalization of financial securities regulation, the status and challenges of OCC heightened expectations, hot topics in compliance examinations, a CCO roundtable, ongoing challenges and increasing expectations with AML, new risks for cybersecurity, and fixed income.