September 19, 2016
Join Litigation partners Amy Greer and Lizzie Baird at SIFMA’s C&L Seminar in Charlotte, NC on September 19, 2016. Topics of the seminar will include:
Panel: CCO Roundtable
Monday, September 19, 2016 | 11:00 am – 12:15 pm
Moderator:
Gloria Greco, Global Wealth & Investment Management Compliance Executive – Bank of America Merrill Lynch
Panelists:
Amy Greer, Partner – Morgan Lewis
Suzy Aulette, Executive VP, CCO – LPL Financial
Michael Serbanos, Corporate CCO – Raymond James
Samuel Turvey, Managing Director, Senior Compliance Officer – TIAA
Panel: Fixed Income Sales and Trading
Monday, September 19, 2016 | 11:00 am – 12:15 pm
Moderator:
Elizabeth (Lizzie) Baird, Partner – Morgan Lewis
Panelists:
Cindy Keenum Brown, Director, Regions Capital Markets – Regions BankPatrick Gerahty, VP, Market Regulation – FINRA
Eric L. Kriftcher, Associate GC & Managing Director, Fixed Income – Bank of America