| Sunday, March 15, 2015 - Wednesday, March 18, 2015 |
SIFMA held its 47th annual Compliance & Legal Society Annual Seminar on March 15-18 in Phoenix, Arizona.
This premier event for financial services compliance and legal professionals featured more than 65 informative panels where attendees have the opportunity to opportunity to engage with leading experts to discuss the latest regulatory developments and industry trends.
Partner Steve Stone presented on "Investment Advisors – Institutional Issues."
Litigation partner Ben Indek presented on a panel titled “Ask FINRA: A Panel of Senior FINRA Officials Respond to Your Questions.”