SIFMA Compliance & Legal (C&L) Society Denver Regional Seminar

January 26, 2017

This one day seminar featured presentations by leading securities regulators and industry professionals.

Discussion topics included:

  • Senior Investors
  • DOL Fiduciary Rule
  • Litigation & Arbitration
  • Regulatory Priorities
  • Using Data to Evolve AML/Compliance Programs

Morgan Lewis associate Lindsay Jackson participated on the “DOL” panel.