Event

SIFMA Compliance & Legal Society’s 44th Annual Seminar

March 19, 2012
11:55 AM - 01:10 PM

Morgan Lewis partner Steven Stone will present in a panel entitled "Investment Advisers: The Perspective of the Adviser" at the SIFMA Compliance & Legal Society's 44th Annual Seminar in Miami, FL.

Topics to be discussed include:

  • Form Adv Part 1, Part 2A and 2B Implementation
  • Pay-To-Play Implementation
  • Examination Issues
  • Recent Developments and Enforcement Actions
  • Rule 12B-1 Reform

When:
Monday, March 19, 2012
11:55 am-1:10 pm ET

Where:
Fontainebleau Hotel
4441 Collins Avenue
Miami , FL 33140

CLE credit is pending approval