Event

SIFMA’s Compliance and Legal Society Annual Seminar

March 30, 2014 {ml-event-to} April 02, 2014

Four Morgan Lewis partners will individually present during SIFMA’s Compliance and Legal Society Annual Seminar.

SIFMA's Compliance & Legal Society 46th Annual Seminar is the premier event that features more than 65 dynamic and informative panels. Don't miss your opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.

Tuesday, April 1

9:45 AM–11:00 am
“Ethical Considerations for the Compliance Department Lawyer”
Panelist: Anne Flannery

10:25–11:40 am
"Ask FINRA: A Panel of Senior FINRA Officials Responds to Your Questions”
Panelist: Ben Indek

12:05–1:20 pm
“Diversity & Inclusion”
Panelist: Grace Speights

Wednesday, April 2

9:45 AM–11:00 am
“Investment Advisors: Current Issues”
Panelist: Steve Stone

Where:
JW Marriott Grande Lakes
4040 Central Florida Parkway
Orlando, Florida 32837