Event

Spring 2011 Compliance Conference

March 02, 2011 {ml-event-to} March 04, 2011

Morgan Lewis's Ivan Harris will be speaking on "Insider Trading" at the ACA Compliance Group and ACA Insight, Spring 2011 Compliance Conference.

Topics to be discussed include:

  • Dodd Frank Act Initiatives: The Effect on Advisers
  • Peer Groups: SEC Registration Issues for Private Fund Managers/Private Equity Managers
  • SEC Regulatory Updates and Other Hot Topics
  • Insider Trading
  • Form ADV Part 2
  • Pay-to-Play
  • Books & Records
  • Peer Groups: Issues for Small, Medium, Large Advisers
  • Code of Ethics
  • Custody
  • Compliance Risk Management Cycle
  • Marketing
  • Surviving the New and Improved SEC Examination Program for 2011

When:
March 2 - 4, 2011

Where:
The Ritz Carlton Orlando Grande Lakes