Morgan Lewis's Ivan Harris will be speaking on "Insider Trading" at the ACA Compliance Group and ACA Insight, Spring 2011 Compliance Conference.
Topics to be discussed include:
- Dodd Frank Act Initiatives: The Effect on Advisers
- Peer Groups: SEC Registration Issues for Private Fund Managers/Private Equity Managers
- SEC Regulatory Updates and Other Hot Topics
- Insider Trading
- Form ADV Part 2
- Pay-to-Play
- Books & Records
- Peer Groups: Issues for Small, Medium, Large Advisers
- Code of Ethics
- Custody
- Compliance Risk Management Cycle
- Marketing
- Surviving the New and Improved SEC Examination Program for 2011
When:
March 2 - 4, 2011
Where:
The Ritz Carlton Orlando Grande Lakes