Event

2018 Technology May-rathon: Disruptive Technologies In Investment Management Session 2: The Regulatory Landscape for Asset Managers

Watch the recording >> | View the slides >>

May 22, 2018
01:30 PM - 02:30 PM ET
12:30 PM - 01:30 PM CT
10:30 AM - 11:30 AM PT

Join us for a discussion of the key regulatory considerations associated with digital advice, blockchain, crypto currencies, and initial coin offerings. We will discuss the evolving regulatory landscape and potential pitfalls for asset managers involved in developing products and services and investing in this space.

TOPICS INCLUDE:

  • Regulatory overlay that applies to digital assets, including the SEC focus on initial coin offerings 
  • CFTC overlay on crypto currency and block chain 
  • Applicability of New York's BitLicense and state and federal money transmitter laws 
  • SEC and state focus on digital advice 

Questions? Please email Bernice Kyereme.

CLE credit: CLE credit in CA, IL, NY, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval via reciprocity.