CLE Courses

The Custody Rule

January 31, 2019
01:00 PM - 02:00 PM ET
10:00 AM - 11:00 AM PT

Please join us for an overview of the custody rule.

  • Section 206 of the Advisers Act
  • Rule 206(4)-2 under the Advisers Act
  • What is Custody?
  • Implications of Having Custody
  • Audit Exception
  • Recent SEC Guidance

Questions? Please contact Bernice Kyereme.

CLE credit: CLE credit is currently pending approval in CA, FL, PA, NY and NJ (via reciprocity).