The Futures Industry Association 33rd Annual Law & Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products

May 04, 2011 to May 06, 2011

Morgan Lewis' partner Georgia Bullitt will present "An Overview of Security-Based Swaps" at the FIA Law & Compliance Seminar

This session will provide a high-level overview of the impact of Dodd-Frank on security-based swaps.  The panel will also discuss issues relating to joint or conflicting SEC and CFTC jurisdiction, including in the context of mixed swaps and credit market products.  The panel will highlight areas where SEC rulemaking for security-based swaps appear to differ from CFTC rulemaking with respect to swaps and compliance issues related to dealer structure, governance and internal oversight.

May 4–6, 2011
Ms. Bullitt will present on May 5

Gaylord National Convention Center
National Harbor, MD