Abigail Bertumen


Abby Bertumen counsels registered investment companies and investment advisers in connection with their organization, registration, and operation, including advice on regulatory and compliance matters. Abby also advises US and international clients on compliance with the Investment Company Act and the Investment Advisers Act. She regularly works with exchange-traded funds (ETFs), open-end funds, closed-end funds, and investment advisers of varying sizes and assets under management. Abby also counsels clients on the preparation and filing of registration statements, proxy statements, and exemptive applications with the US Securities and Exchange Commission.