Ignacio A. Sandoval advises broker-dealers and other securities intermediaries on matters relating to their obligations under federal securities laws and self-regulatory organization rules. Prior to joining Morgan Lewis, he was a special counsel in the Office of Chief Counsel in the SEC’s Division of Trading and Markets. Ignacio’s SEC experience includes matters involving domestic and foreign broker-dealer registration matters, anti-money laundering obligations, alternative trading systems, and high-frequency traders.
Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)
Recommended, Finance: Structured finance: derivatives and structured products, The Legal 500 US (2021, 2022)
General Counsel, Congressional Hispanic Caucus Institute (2021)
Member, Practice Group of the Year, Asset Management, Law360 (2017)