Webinars

SEC Adopts Liquidity Risk Management Rules

View the presentation >> | Listen to a recording >>

March 7, 2017
12:00 PM - 1:00 PM ET

Please join us for a one-hour webinar to discuss the US Securities and Exchange Commission’s recent rule affecting fund liquidity risk management practices.

Topics will include:

  • Establishing a liquidity risk management program
  • Liquidity classification of portfolio investments
  • The role of fund boards
  • Specific requirements applicable to exchange traded funds (ETFs)

Questions?

Please contact Lindsay Levine.