| 2018年3月18日 - 2018年3月21日 |
The SIFMA Compliance and Legal Society's Annual Seminar is the premier event for Financial Services compliance and legal professionals.
Selecting and Managing Outside Counsel and Other Vendors
Monday, March 19th, 2018 | 10:30 AM - 11:45 AM
Kelly Moore, Partner
DOL Fiduciary Rule: What Now?
Monday, March 19th, 2018 | 10:30 AM - 11:45 AM
Daniel Kleinman, Partner
Global Antitrust
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Jon Roellke, Partner
Workshop: Anatomy of a New Product and the Development of Supervisory/Compliance System
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Ben Indek, Partner
Privilege and Work Product Protections: Ethical Considerations for In-House Teams
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Michele Coffey, Partner
Fixed Income: Corporate and Municipal Sales & Trading
Tuesday, March 20th, 2018 | 10:20 AM - 11:35 AM
Elizabeth Baird, Partner
Compliance Coverage of Non-Revenue Areas (Finance, Technology, OPS)
Tuesday, March 20th, 2018 | 12:05 PM - 01:20 PM
John Ayanian, Partner
Investment Adviser Considerations for Dual Registrants
Wednesday, March 21st, 2018 | 11:55 AM - 01:10 PM
Jennifer Klass, Partner