SEC's New Marketing Rule: What You Need to Know When Marketing to U.S. Investors
|04:00 PM - 05:00 PM SGT|
Partner Divya Thakur will speak during the Singapore Venture & Private Capital Association (SVCA) webinar, “SEC'S New Marketing Rule: What You Need to Know When Marketing to U.S. Investors.”
Topics will include:
- The policy objectives behind the US Securities and Exchange Commission’s (SEC’s) new marketing rule with the nearing compliance date.
- Key aspects of the new marketing rule and how it differs from the existing rule.
- The effects of the new rules on investment manager operations and compliance programs
- Practical aspects of implementing the new rule and the challenges arising from the new requirements.