Investment Adviser Association: ESG and DOL Joint Committee Call

Investment management partner Lance Dial, employee benefits partner Elizabeth Goldberg, and employee benefits associate Rachel Mann will discuss anti-environmental, social, and governance (ESG) state laws and the US Department of Labor (DOL) final ESG rule proposal during the Investment Adviser Association’s “ESG and DOL Joint Committee Call.”

Topics will include:

• Anti-ESG state laws and how they will impact firms more broadly than those who conduct pension business
• The DOL final ESG rule and its impact on investment advisers
• How firms can navigate these conflicting laws, how the US Securities and Exchange Commission (SEC) is involved with its own ESG proposal, and how the SEC is examining firms for ESG compliance