Choose Site

In the News

Brokerage Windows in 401k Plans: Do Fiduciaries Have to Look Inside?, 401(k) Specialists

September 10, 2018

401(k) Specialists publishes Morgan Lewis partner Michael Richman’s lawflash on the potential of brokerage window options for participant-directed 401(k) plans. He states in the article that “while the plan’s menu may be limited to 10 to 25 investment alternatives, depending on the particular plan … a brokerage window can provide access to several thousand mutual funds as well as—depending on the particular arrangement— the ability to trade in individual stocks, bonds, options or other securities.”

Read the full 401(k) Specialists article >>