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SEC Modernizes Rules on Exchange-Traded Funds, Compliance Week

October 01, 2019

Morgan Lewis partner Laura Flores provides commentary in this Compliance Week article about the US Securities and Exchange Commission’s vote to adopt a final rule modernizing requirements applicable to exchange-traded funds (ETFs). “Many ETF participants may still view the disclosure requirements as burdensome and not necessarily helpful given the market’s familiarity with ETFs,” said Laura in the article. “The disclosure requirements imposed by the rule are an improvement when compared to those that were proposed.”

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