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The SEC Is Calling: How CCOs Can Stay Prepared for Initial Communications With OCIE Examiners, Part Two, The Hedge Fund Law Report

September 20, 2018

In an article written by The Hedge Fund Law Report, Morgan Lewis partner Brendan Kalb provides an overview of topics, procedures, and policies that chief compliance officers should know to prepare for an initial call with the SEC’s Office of Compliance Inspections and Examinations.

Read the full Hedge Fund Law Report article >>