ETF Roundup – Issue 1

Welcome to the first issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund (ETF) industry. We hope you find this newsletter useful. If you have any questions about the issues discussed here, please email us at etfroundup@morganlewis.com.

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Topics covered in this issue:

• SEC Adopts New Liquidity Rules
• SEC Adopts New Reporting Requirements
• The Industry in Brief
  • SEC Chair to Step Down
  • Derivatives Rule Proposal Delayed
  • Generic Listing Standards for Active ETFs Approved
  • Nasdaq Proposes Additional Continued Listing Standards
  • SEC Staff Issues No-Action Letter on Auditor Independence
  • Update on Section 36(b) Litigation
  • IRS Proposes Rules on Controlled Foreign Corporations
  • Enforcement Action on Sub-Advisory Agreements
  • SEC Proposes to Shorten Settlement Times
  • First ETF to Feature Fulcrum Fee Structure Launches
• Trending SEC Staff Comments
• New Product Registrations