Presentation

Ninth Annual Advanced Topics in Hedge Fund Practices, Part 12: Current Broker-Dealer Issues

June 09, 2016

Morgan Lewis is proud to present a fourteen-part podcast recording from our June 9, 2016 conference, Advanced Topics in Hedge Fund Practices.

Morgan Lewis partners Jedd Wider and Timothy Levin chaired this fourteen-part, in-depth discussion of US and international advanced hedge fund topics focusing on manager and investor perspectives.

In Part 12, Amy Natterson Kroll will discuss important recent broker-dealer issues..

See also:

  • Part 1: Enforcement Trends and Issues
  • Part 2: Regulatory and Examination Priorities for Private Fund Advisers
  • Part 3: Current Institutional Investor/Manager Terms: Side Letter Issues and Developments
  • Part 4: Current M&A Issues in Transactions Involving Hedge Fund Managers
  • Part 5: Hedge Fund Trends and Seed Investments
  • Part 6: Registered Funds: Considerations for Alternative Investment Managers
  • Part 7: Trading and Investment Practices Affecting Hedge Funds
  • Part 8: New Cayman Islands LLC Legislation
  • Part 9: Dodd-Frank Developments and Derivatives
  • Part 10: International Fund Issues – The UK, Japan, and Singapore
  • Part 11: Nontransparent Actively Managed ETFs, Smart Beta ETFs, and the SEC’s Derivatives Proposal
  • Part 13: Tax Updates and the New DOL Fiduciary Rule – Do I Care?
  • Part 14: Managing Distressed Hedge Fund Situations – Illiquidity and A Firm in Trouble: Responding to Enforcement Risks