Outside Publication

Final Guidance Readies Solo-regulated Firms for SMCR Extension, Compliance Monitor

May 10, 2019

Morgan Lewis partner Louise Skinner and associate Thomas Twitchett discuss the Financial Conduct Authority’s final guidance setting out its three-tiered approach, along with its expectations for Statements of Responsibilities and Responsibilities Maps, in relation to the extension of the Senior Managers and Certification Regime.

View the full article in Compliance Monitor >>