ETF Roundup – Issue 2

April 2017

Welcome to the second issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund (ETF) industry. We hope you find this newsletter useful. If you have any questions about the issues discussed here, or if there are any topics you would like us to address in future issues, please email us at

Read the full Roundup >>

Topics covered in this issue:

  • SEC Approves Continued Listing Standards
  • SEC Rejects Bitcoin ETP
  • The Industry in Brief
    • Senate Panel Confirms SEC Nominee
    • Implementation of Liquidity Rule Disclosure Requirements
    • OCIE Continues to Focus on ETFs
    • Fiduciary Rule Delayed
    • SEC Enforcement Actions Involving ETFs
    • SEC Shortens Settlement Cycle to T+2
  • Trending SEC Staff Comments
  • New Product Registrations

ETF Roundup Past Issues

Issue 1 - December 2016