On March 14, 2013, Morgan Lewis co-hosted with MMI for the Legal and Compliance Committee webinar "SEC Enforcement 2012 Year in Review: Implications for Managed Accounts."
Topics covered included a summary of important cases against investment advisers, as well as an analysis of key whistleblower issues, 2012 enforcement trends, and SEC priorities for 2013.
Presenters:
Sarah E. Bouchard
Ivan P. Harris
Jennifer L. Klass
Steven W. Stone